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Institutional Investment Manager
DAFNA Capital Management LLC
DAFNA Capital Management LLC (CIK: 0001389933), located at 10990 Wilshire Boulevard, Los Angeles, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Portfolio Summary: 77 holdings with a total value of $112,179,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 Exactech Inc 31,636 574,000 0.51% SH
52 IRONWOOD PHARMA 600,000 563,000 0.50% PRN
53 ENDOLOGIX INC 500,000 545,000 0.49% PRN
54 TARGACEPT INC 530,821 531,000 0.47% PRN
55 CYNAPSUS THERAPEUTICS INC 33,995 526,000 0.47% SH
56 VTV THERAPEUTICS INC 73,000 497,000 0.44%
57 FOAMIX PHARMACEUTICALS LTD 60,770 493,000 0.44%
58 COGENTIX MED INC 351,781 454,000 0.40%
59 TANDEM DIABETES CARE INC COM 36,551 432,000 0.39%
60 CYTOKINETICS INC 40,000 418,000 0.37%
61 BLUEBIRD BIO INC COM 6,000 385,000 0.34% SH
62 NEMUS BIOSCIENCE INC 625,000 341,000 0.30%
63 TENAX THERAPEUTICS INC 79,509 261,000 0.23%
64 CATALYST 70,903 222,000 0.20%
65 CARDICA INC 1,402,762 216,000 0.19% SH
66 CHECK CAP LTD 109,133 206,000 0.18%
67 VENAXIS INC 594,800 181,000 0.16% SH
68 GENVEC INC 95,800 176,000 0.16% SH
69 TREVENA INC 14,800 155,000 0.14% SH
70 Sierra Oncology, Inc. 10,000 150,000 0.13%
71 AKARI THERAPEUTICS PLC 8,341 121,000 0.11%
72 Nivalis Therapeutics Inc 15,000 116,000 0.10%
73 GALMED PHARMACEUTICALS LTD 11,988 91,000 0.08% SH
74 ENTEROMEDICS INC 500,000 65,000 0.06%
75 ANTARES PHARMA INC 45,000 54,000 0.05%
76 CEL SCI CORP 127,482 47,000 0.04%
77 CHECK CAP LTD 53,763 38,000 0.03%
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Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001389933-16-000022, filed 2016.02.12).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.