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Institutional Investment Manager
DAFNA Capital Management LLC
DAFNA Capital Management LLC (CIK: 0001389933), located at 10990 Wilshire Boulevard, Los Angeles, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001389933-16-000031) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
51 CYNAPSUS THERAPEUTICS INC 40,468 671 0.53%
52 SYNERON MEDICAL LTD 85,947 661 0.52% SH
53 IRONWOOD PHARMACEUTICALS INC 600,000 620 0.49% PRN
54 BEIGENE LTD 20,000 596 0.47%
55 SCYNEXIS INC 266,904 579 0.46% SH
56 CYNAPSUS THERAPEUTICS INC 33,995 564 0.45% SH
57 INNOCOLL HLDGS PLC 100,000 551 0.44%
58 INTEC PHARMA LTD JERUSALEM 119,296 549 0.44%
59 TARGACEPT INC CONV DTD 8/19/2015 0 2/19/2018 530,821 531 0.42% PRN
60 MASIMO CORP 10,000 525 0.42% SH
61 BLUEBIRD BIO INC 12,000 519 0.41% SH
62 TETRAPHASE PHARMACEUTICALS I 103,690 446 0.35%
63 ADVERUM BIOTECHNOLOGIES INC 140,600 444 0.35%
64 ABEONA THERAPEUTICS INC 181,818 429 0.34%
65 VTV THERAPEUTICS INC 73,000 423 0.34%
66 NEOS THERAPEUTICS INC COM 38,873 361 0.29%
67 PIERIS PHARMACEUTICALS INC 223,325 360 0.29%
68 Dicerna Pharmaceuticals 119,300 358 0.28%
69 COGENTIX MED INC 352,882 339 0.27%
70 ARDELYX INC COM 30,000 262 0.21% SH
71 ARBUTUS BIOPHARMA CORP 75,000 261 0.21%
72 NEMUS BIOSCIENCE INC 511,508 252 0.20%
73 DEXTERA SURGICAL INC 140,275 252 0.20%
74 AVEO PHARMACEUTICALS INC 259,067 249 0.20% SH
75 NEURODERM LTD 14,421 234 0.19%
76 Sunesis Pharmaceuticals I 423,336 232 0.18%
77 BLUEPRINT MEDICINES CORP COM 10,100 205 0.16%
78 GLYCOMIMETICS INC 27,996 204 0.16%
79 TENAX THERAPEUTICS INC COM 79,509 204 0.16%
80 ADAPTIMMUNE THERAPEUTICS PLC 24,955 203 0.16%
81 AKEBIA THERAPEUTICS INC COM 24,700 185 0.15%
82 VISTAGEN THERAPEUTICS INC COM NEW 46,900 183 0.15%
83 CASCADIAN THERAPEUTICS INC 175,000 165 0.13%
84 CHECK CAP LTD 88,220 123 0.10%
85 MARINUS PHARMACEUTICALS INC 90,237 115 0.09%
86 CATALYST 70,903 108 0.09%
87 Nivalis Therapeutics Inc 15,000 69 0.05%
88 CEL-SCI CORP 127,482 59 0.05%
89 GENVEC INC 95,800 55 0.04% SH
90 ANTARES PHARMA INC 45,000 47 0.04%
91 ALDEYRA THERAPEUTICS INC 2,499 14 0.01%
92 ENTEROMEDICS INC 33,334 10 0.01%
93 AKARI THERAPEUTICS PLC 458 6 0.00%
94 CHECK CAP LTD 53,488 5 0.00%
95 ONCONOVA THERAPEUTICS INC COM NEW 200 1 0.00%
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