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Institutional Investment Manager
Broadfin Capital, LLC
Broadfin Capital, LLC (CIK: 0001511901) incorporated in Delaware, located at 300 Park Avenue, 25th Floor, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 70 holdings with a total value of $1,028,554,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 Dipexium Pharmaceuticals Inc 44,774 444,000 0.04%
2 STRATA SKIN SCIENCES INC 961,422 586,000 0.06%
3 TONIX PHARMACEUTICALS HOLDING 433,911 863,000 0.08%
4 RXI PHARMACEUTICALS CORP NEW 488,425 1,172,000 0.11%
5 RITTER PHARMACEUTICALS INC 768,418 1,176,000 0.11%
6 PROTALIX BIOTHERAPEUTICS INC 2,025,268 1,296,000 0.13%
7 CAS MED SYS INC 810,852 1,492,000 0.15%
8 WINDTREE THERAPEUTICS INC 777,797 1,501,000 0.15%
9 DEXTERA SURGICAL INC 862,499 1,552,000 0.15%
10 CIDARA THERAPEUTICS INC 166,875 1,720,000 0.17%
11 CONTRAFECT CORP COM 652,505 1,886,000 0.18%
12 TREVENA INC 492,000 3,100,000 0.30%
13 ENDO INTL PLC 200,000 3,118,000 0.30% Call
14 PACIRA PHARMACEUTICALS INC 93,380 3,150,000 0.31%
15 SCYNEXIS INC 1,477,273 3,206,000 0.31%
16 DURECT CORP 2,900,000 3,538,000 0.34%
17 PERNIX THERAPEUTICS HOLDINGS INC 15,500,000 3,565,000 0.35%
18 ANTHERA PHARMACEUTICALS I 1,154,674 3,568,000 0.35%
19 MIRATI THERAPEUTICS INC COM 693,863 3,788,000 0.37%
20 MEDIWOUND ORD 530,985 4,189,000 0.41%
21 NEXVET BIOPHARMA PUB LTD CO 1,000,000 4,640,000 0.45%
22 IDERA PHARMACEUTICALS INCORPORATED COM NEW 3,094,745 4,735,000 0.46%
23 AVIRAGEN THERAPEUTICS INC 3,486,711 4,881,000 0.47%
24 TENAX THERAPEUTICS INC 1,968,631 5,040,000 0.49%
25 Egalet Corp 1,134,750 5,628,000 0.55%
26 CATALYST PHARMACEUTICALS INC 8,200,000 5,822,000 0.57%
27 AEGERION PHARMACEUTICALS INC 4,010,291 5,975,000 0.58%
28 QLT INC 4,445,527 6,313,000 0.61%
29 DEPOMED INC 324,657 6,370,000 0.62%
30 Strongbridge Biopharma plc 1,656,706 6,594,000 0.64%
31 ADMA BIOLOGICS, INC. 1,113,293 6,624,000 0.64%
32 CORIUM INTERNATIONAL INC 1,919,721 6,661,000 0.65%
33 ALCOBRA LTD 1,557,106 6,991,000 0.68%
34 GENOMIC HEALTH INC COM 270,400 7,002,000 0.68%
35 ZOGENIX INC 882,312 7,103,000 0.69%
36 EGALET CORP 10,000,000 7,600,000 0.74%
37 DYNAVAX TECHNOLOGIES CORP 547,810 7,987,000 0.78%
38 REDHILL BIOPHARMA LTD 737,156 8,009,000 0.78%
39 HORIZON PHARMA PLC 500,000 8,235,000 0.80% Call
40 MEDICINES CO 255,600 8,596,000 0.84%
41 OPHTHOTECH CORP 177,400 9,053,000 0.88%
42 Intersect ENT Inc 710,600 9,188,000 0.89%
43 DERMA SCIENCES ORD 2,562,104 10,095,000 0.98%
44 AMARIN CORP PLC 4,675,216 10,098,000 0.98%
45 PARATEK PHARMACEUTICALS INC 803,332 11,174,000 1.09%
46 SEASPINE HLDGS CORP COM 1,100,007 11,528,000 1.12%
47 IGNYTA INC COM 2,256,546 12,230,000 1.19%
48 BIODELIVERY SCIENCES INTL IN 5,188,794 12,246,000 1.19%
49 ENDOLOGIX INC 1,000,000 12,460,000 1.21%
50 ARALEZ PHARMACEUTICALS INC 4,106,990 13,553,000 1.32%
Page 1 of 2

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000919574-16-014878, filed 2016.08.15).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.