Dark
Light
System
Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001333978-16-000016) filed in 2016.08.04
#
Name
Shares
Value ($)
%
Options
Notes
2051 SOUTHWESTERN ENERGY CO 10,933 138 0.00%
2052 IVY HIGH INC OPPORTUNITIES F 10,060 138 0.00%
2053 ZOGENIX INC 17,000 137 0.00%
2054 NEOGENOMICS INC 17,000 137 0.00%
2055 LEGG MASON BW GLB INC OPP FD 10,398 135 0.00%
2056 WESTERN ASSET GLOBAL HIGH IN 13,862 135 0.00%
2057 BOSTON PRIVATE FINANCIAL HLDGS INC (FORM BOSTON PRIVATE BANCORP INC) 11,499 135 0.00%
2058 RAPID7 INC 10,698 135 0.00%
2059 INVESCO DYNAMIC CR OPPORTUNI 12,155 134 0.00%
2060 DENISON MINES CORP 241,862 133 0.00%
2061 SWEDISH EXPT CR CORP 20,180 133 0.00%
2062 WELLS FARGO GLOBAL DIVID OPP 22,304 133 0.00%
2063 WEIGHT WATCHERS INTL INC NEW 11,407 133 0.00%
2064 ALON USA PARTNERS LP 13,117 132 0.00%
2065 CAPSTEAD MTG CORP COM NO PAR 13,530 131 0.00%
2066 FITBIT INC 10,592 129 0.00%
2067 GENWORTH FINL INC 49,491 128 0.00%
2068 PHOTRONICS INC 14,333 128 0.00%
2069 POWERSHARES ETF TRUST 12,595 127 0.00%
2070 ABERDEEN EMERGING MKTS SMALL 10,501 127 0.00%
2071 ALLIANZGI CONV & INCOME FD 20,473 126 0.00%
2072 NEUBERGER BERMAN MLP INCOME FD 14,886 126 0.00%
2073 PROSPECT CAPITAL CORPORATION 128,000 126 0.00%
2074 AXOGEN INC 17,711 122 0.00%
2075 CBL & ASSOC PPTYS INC 12,991 121 0.00%
2076 PCM FUND INC 12,295 120 0.00%
2077 CAMECO CORP 10,677 117 0.00%
2078 MIMEDX GROUP INC COM 14,623 117 0.00%
2079 TEEKAY CORPORATION 16,261 116 0.00%
2080 EMERGE ENERGY SVCS LP 10,025 116 0.00%
2081 GSV CAP CORP 22,815 115 0.00%
2082 BRISTOW GROUP INC COM 10,016 114 0.00%
2083 BIOCRYST PHARMACEUTICALS 40,255 114 0.00%
2084 SUPERVALU INC 23,934 113 0.00%
2085 PEOPLES FINL CORP MISS 10,848 112 0.00%
2086 TRANSPORTADORA DE GAS SUR 16,352 110 0.00%
2087 COHEN & STEERS GLOBAL INCORPORATED BLDR 12,478 109 0.00%
2088 HALOZYME THERAPEUTICS INC 12,680 109 0.00%
2089 MANNKIND CORP. 93,615 109 0.00%
2090 TICC CAPITAL CORP 20,639 109 0.00%
2091 CLOUGH GLOBAL OPPORTUNITIES FD SH BEN INT 11,674 109 0.00%
2092 Prospect Capital Corp 105,000 107 0.00%
2093 MITSUBISHI UFJ FINL GROUP INCORPORATED SPONSORED ADR 24,186 107 0.00%
2094 MORGAN STANLEY EMER MKTS DEB 11,532 107 0.00%
2095 PROSPECT CAPITAL CORPORATION 105,000 106 0.00%
2096 CALUMET SPECIALTY PRODS PTNR 21,643 106 0.00%
2097 SPROTT FOCUS TR INC COM 16,560 106 0.00%
2098 ADVAXIS INC COM NEW 13,125 106 0.00%
2099 DREYFUS HIGH YIELD STRATEGIE 32,053 106 0.00%
2100 ENCANA CORP 13,553 106 0.00%
Page 42 of 45