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Institutional Investment Manager
DAFNA Capital Management LLC
DAFNA Capital Management LLC (CIK: 0001389933), located at 10990 Wilshire Boulevard, Los Angeles, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001389933-16-000031) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
51 SYNERGY PHARMACEUTICALS DEL 319,563 1,214 0.96%
52 CORBUS PHARMACEUTICALS HLDGS 400,000 1,196 0.95%
53 ACHAOGEN INC COM 314,341 1,191 0.94%
54 LDR HLDG CORP COM 30,000 1,109 0.88%
55 WINDTREE THERAPEUTICS INC 533,358 1,029 0.82%
56 MINERVA NEUROSCIENCES INC COM 80,100 818 0.65%
57 ESSA Pharma 202,496 810 0.64%
58 GERON CORP 285,000 764 0.61%
59 CONCERT PHARMACEUTICALS INCORPORATED 66,968 752 0.60%
60 Ascendis Pharma 53,241 707 0.56%
61 CYNAPSUS THERAPEUTICS INC 40,468 671 0.53%
62 BEIGENE LTD 20,000 596 0.47%
63 INNOCOLL HLDGS PLC 100,000 551 0.44%
64 INTEC PHARMA LTD JERUSALEM 119,296 549 0.44%
65 TETRAPHASE PHARMACEUTICALS INC COM 103,690 446 0.35%
66 ADVERUM BIOTECHNOLOGIES INC 140,600 444 0.35%
67 ABEONA THERAPEUTICS INC 181,818 429 0.34%
68 VTV THERAPEUTICS INC 73,000 423 0.34%
69 NEOS THERAPEUTICS INC COM 38,873 361 0.29%
70 Pieris Pharmaceuticals 223,325 360 0.29%
71 DICERNA PHARMACEUTICALS INC 119,300 358 0.28%
72 COGENTIX MED INC 352,882 339 0.27%
73 ARBUTUS BIOPHARMA CORP 75,000 261 0.21%
74 NEMUS BIOSCIENCE INC 511,508 252 0.20%
75 DEXTERA SURGICAL INC 140,275 252 0.20%
76 NEURODERM LTD 14,421 234 0.19%
77 Sunesis Pharmaceuticals I 423,336 232 0.18%
78 BLUEPRINT MEDICINES CORP COM 10,100 205 0.16%
79 GLYCOMIMETICS INC 27,996 204 0.16%
80 TENAX THERAPEUTICS INC 79,509 204 0.16%
81 ADAPTIMMUNE THERAPEUTICS PLC 24,955 203 0.16%
82 AKEBIA THERAPEUTICS INC 24,700 185 0.15%
83 VistaGen Therapeutics Inc 46,900 183 0.15%
84 CASCADIAN THERAPEUTICS INC 175,000 165 0.13%
85 CHECK CAP LTD 88,220 123 0.10%
86 Marinus Pharmaceuticals Inc 90,237 115 0.09%
87 CATALYST 70,903 108 0.09%
88 Nivalis Therapeutics Inc 15,000 69 0.05%
89 CEL SCI CORP 127,482 59 0.05%
90 ANTARES PHARMA INC 45,000 47 0.04%
91 Aldeyra Therapeutics Inc 2,499 14 0.01%
92 ENTEROMEDICS INC 33,334 10 0.01%
93 AKARI THERAPEUTICS PLC 458 6 0.00%
94 CHECK CAP LTD 53,488 5 0.00%
95 ONCONOVA THERAPEUTICS INC 200 1 0.00%
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