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Institutional Investment Manager
DAFNA Capital Management LLC
DAFNA Capital Management LLC (CIK: 0001389933), located at 10990 Wilshire Boulevard, Los Angeles, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 74 holdings with a total value of $143,580,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 CONCERT PHARMACEUTICALS INCORPORATED 66,968 677,000 0.47%
52 COGENTIX MED INC 353,482 643,000 0.45%
53 Ascendis Pharma 30,750 618,000 0.43%
54 SYNERON MEDICAL LTD 85,947 615,000 0.43%
55 MASIMO CORP 10,000 595,000 0.41%
56 INNOCOLL HLDGS PLC 100,000 581,000 0.40%
57 ARRAY BIOPHARMA INC 69,300 468,000 0.33%
58 MINERVA NEUROSCIENCES INC COM 33,100 467,000 0.33%
59 Pieris Pharmaceuticals 223,325 408,000 0.28%
60 BLUEBIRD BIO INC COM 6,000 407,000 0.28%
61 IMMUNE DESIGN CORP 40,000 303,000 0.21%
62 CELYAD SA 12,528 296,000 0.21%
63 NEURODERM LTD 14,421 267,000 0.19%
64 AQUINOX PHARMACEUTICALS INC 20,000 267,000 0.19%
65 DEXTERA SURGICAL INC 140,275 264,000 0.18%
66 NEOS THERAPEUTICS INC COM 38,873 256,000 0.18%
67 PALATIN TECHNOLOGIES INC COM 257,193 162,000 0.11%
68 AVINGER INC 30,800 147,000 0.10%
69 Nivalis Therapeutics Inc 15,000 122,000 0.08%
70 CATALYST 70,903 86,000 0.06%
71 GENVEC INC 95,800 45,000 0.03%
72 CEL SCI CORP 127,482 39,000 0.03%
73 CHECK CAP LTD 51,218 29,000 0.02%
74 ENTEROMEDICS INC 33,334 5,000 0.00%
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Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001389933-16-000037, filed 2016.11.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.