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Institutional Investment Manager
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD (CIK: 0001034546), located at 77 Gracechurch Street, London. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001072613-16-000879) filed in 2016.08.12
#
Name
Shares
Value ($)
%
Options
Notes
1 GABELLI EQUITY TR INC 10,000 55 0.00%
2 WESTERN ASSET CORPORATE LN F 22,776 236 0.02%
3 ISHARES 10,000 246 0.02%
4 THL CR SR LN FD 18,969 305 0.02%
5 PIONEER FLOATING RATE TR 27,017 305 0.02%
6 EATON VANCE FLTING RATE INC 22,764 341 0.03%
7 BLACKROCK FLOATING RATE INCO 28,807 379 0.03%
8 BLACKROCK FLOATING RATE INCO 29,574 383 0.03%
9 APOLLO SR FLOATING RATE FD I 24,823 392 0.03%
10 EATON VANCE SR FLTNG RTE TR 30,030 393 0.03%
11 WELLS FARGO MULTI SECTOR INC 32,920 416 0.03%
12 BLACKROCK ENHANCED INTL DIV 75,900 436 0.03%
13 BLACKSTONE GSO STRATEGIC CR FD COM SHS BEN IN 39,211 564 0.04%
14 GABELLI DIVID INCOME TR 30,850 590 0.05%
15 FIRSTHAND TECHNOLOGY VALUE FD COM 85,341 635 0.05%
16 MVC CAPITAL INC 80,000 643 0.05%
17 Global X MSCI Nigeria ETF 136,356 739 0.06%
18 ZWEIG FD 60,132 758 0.06%
19 NUVEEN GLOBAL HIGH INCOME FD 54,348 782 0.06%
20 NEW AMER HIGH INCOME FD INC 129,196 1,108 0.09%
21 WESTERN ASSET HIGH INCM OPP FD 230,050 1,126 0.09%
22 JAPAN SMALLER CAPTLZTN FD IN 118,966 1,165 0.09%
23 CLOUGH GLOBAL DIVND AND INCORPORATED FD 100,540 1,177 0.09%
24 CUSHING MLP TOTAL RETURN FUND 108,280 1,329 0.11%
25 MACQUARIE GLOBAL INFRASTRUCT 64,976 1,391 0.11%
26 WESTERN ASSET HGH YLD DFNDFD 111,654 1,673 0.13%
27 TORTOISE PIPELINE & ENERGY FD 100,768 1,876 0.15%
28 BLACKROCK RES COMMODITIES 250,674 1,929 0.15%
29 LIBERTY ALL STAR EQUITY FUND SH BEN INT 435,258 2,183 0.17%
30 ADAMS DIVERSIFIED EQUITY FD 174,739 2,215 0.18%
31 GENERAL AMERN INVS CO INC 81,897 2,524 0.20%
32 NUVEEN CR STRATEGIES INCOME FD COM SHS 330,578 2,669 0.21%
33 MORGAN STANLEY CHINA A SH FD 153,178 2,742 0.22%
34 ABERDEEN JAPAN EQUITY FD INC 373,726 2,868 0.23%
35 BLACKROCK MULTI-SECTOR INC T 179,153 2,964 0.24%
36 NEUBERGER BERMAN HIGH YIELD 272,800 2,983 0.24%
37 LEGG MASON BW GLB INC OPP FD 240,065 3,112 0.25%
38 CALAMOS CONV OPPORTUNITIES & 321,527 3,164 0.25%
39 BROOKFIELD MORTGAGE 215,979 3,217 0.26%
40 BLACKSTONE GSO LNG SHRT CR I 227,481 3,285 0.26%
41 WESTERN ASSET CLAYMORE INF 302,112 3,358 0.27%
42 Nexpoint Cr Strategies 169,291 3,612 0.29%
43 BLACKROCK DEBT STRAT FD INC COM NEW 1,057,756 3,739 0.30%
44 SPROTT FOCUS TR INC COM 705,563 4,519 0.36%
45 ADAM NAT RES FD INC 243,491 4,893 0.39%
46 NUVEEN MORTGAGE AND INCOME F 224,069 5,175 0.41%
47 PIMCO DYNMIC CREDIT AND MRT 273,395 5,226 0.42%
48 CENTRAL FD CDA LTD 415,876 5,770 0.46%
49 ISHARES MSCI TAIWAN ETF 433,976 6,100 0.49%
50 PAMPA S SPONS LVL 238,000 6,506 0.52%
Page 1 of 2
New Holding filing (0001072613-16-000885) filed in 2016.08.15, by the way our system suggest this is a Restatement filing.
#
Name
Shares
Value ($)
%
Options
Notes
51 ADAMS DIVERSIFIED EQUITY FD 174,739 2,215 0.18%
52 LIBERTY ALL STAR EQUITY FUND SH BEN INT 435,258 2,183 0.17%
53 BLACKROCK RES COMMODITIES 250,674 1,929 0.15%
54 TORTOISE PIPELINE & ENERGY FD 100,768 1,876 0.15%
55 WESTERN ASSET HGH YLD DFNDFD 111,654 1,673 0.13%
56 MACQUARIE GLOBAL INFRASTRUCT 64,976 1,391 0.11%
57 CUSHING MLP TOTAL RETURN FUND 108,280 1,329 0.11%
58 CLOUGH GLOBAL DIVND AND INCORPORATED FD 100,540 1,177 0.09%
59 JAPAN SMALLER CAPTLZTN FD IN 118,966 1,165 0.09%
60 WESTERN ASSET HIGH INCM OPP FD 230,050 1,126 0.09%
61 NEW AMER HIGH INCOME FD INC 129,196 1,108 0.09%
62 NUVEEN GLOBAL HIGH INCOME FD 54,348 782 0.06%
63 ZWEIG FD 60,132 758 0.06%
64 Global X MSCI Nigeria ETF 136,356 739 0.06%
65 MVC CAPITAL INC 80,000 643 0.05%
66 FIRSTHAND TECHNOLOGY VALUE FD COM 85,341 635 0.05%
67 GABELLI DIVID INCOME TR 30,850 590 0.05%
68 BLACKSTONE GSO STRATEGIC CR FD COM SHS BEN IN 39,211 564 0.04%
69 BLACKROCK ENHANCED INTL DIV 75,900 436 0.03%
70 WELLS FARGO MULTI SECTOR INC 32,920 416 0.03%
71 EATON VANCE SR FLTNG RTE TR 30,030 393 0.03%
72 APOLLO SR FLOATING RATE FD I 24,823 392 0.03%
73 SPDR S&P 500 ETF TR 1,865 391 0.03%
74 BLACKROCK FLOATING RATE INCO 29,574 383 0.03%
75 BLACKROCK FLOATING RATE INCO 28,807 379 0.03%
76 EATON VANCE FLTING RATE INC 22,764 341 0.03%
77 THL CR SR LN FD 18,969 305 0.02%
78 PIONEER FLOATING RATE TR 27,017 305 0.02%
79 ISHARES 10,000 246 0.02%
80 WESTERN ASSET CORPORATE LN F 22,776 236 0.02%
81 GABELLI EQUITY TR INC 10,000 55 0.00%
Page 2 of 2