| # | % | |||||
|---|---|---|---|---|---|---|
| 51 | ISHARES TR | 70,000 | 3,142,000 | 0.63% | Put | |
| 52 | VERTEX PHARMACEUTICALS INC | 30,000 | 3,124,000 | 0.63% | ||
| 53 | ISHARES TR | 10,000 | 3,033,000 | 0.61% | ||
| 54 | LMP CORPORATE LN FD INC | 292,227 | 3,004,000 | 0.61% | ||
| 55 | BLACKROCK MUNI INTER DR FD I | 201,212 | 2,801,000 | 0.57% | ||
| 56 | PIMCO INCOME STRATEGY FD | 286,372 | 2,772,000 | 0.56% | ||
| 57 | ADVENT CLAYMORE ENH GRW & IN | 325,643 | 2,670,000 | 0.54% | ||
| 58 | INVESCO SR INCOME TR | 636,786 | 2,662,000 | 0.54% | ||
| 59 | NUVEEN FLTNG RTE INCM OPP FD | 265,376 | 2,640,000 | 0.53% | ||
| 60 | SELECT SECTOR SPDR TR | 1,071,800 | 2,590,000 | 0.52% | Put | |
| 61 | EATON VANCE MUN BD FD | 200,859 | 2,513,000 | 0.51% | ||
| 62 | NUVEEN MUN MKT OPPORTUNITY F | 190,316 | 2,493,000 | 0.50% | ||
| 63 | SPARK THERAPEUTICS INCORPORATED | 59,350 | 2,477,000 | 0.50% | ||
| 64 | EATON VANCE FLTG RATE INCOM | 167,165 | 2,454,000 | 0.50% | ||
| 65 | BLACKROCK FLOATING RATE INCO | 196,925 | 2,450,000 | 0.49% | ||
| 66 | NUVEEN PREMIER MUN INCOME FD COM | 174,086 | 2,272,000 | 0.46% | ||
| 67 | WL ROSS HOLDING CORP | 217,800 | 2,261,000 | 0.46% | ||
| 68 | FIRST TR STRATEGIC HIGH INC | 193,207 | 2,222,000 | 0.45% | ||
| 69 | NEW RESIDENTIAL INVT CORP COM NEW | 165,000 | 2,162,000 | 0.44% | ||
| 70 | WELLS FARGO INCOME OPPORTUNI | 285,254 | 2,159,000 | 0.44% | ||
| 71 | NUVEEN PERFORMANCE PLUS MUNICIPAL FUND INC | 150,336 | 2,132,000 | 0.43% | ||
| 72 | ILLUMINA INC | 12,000 | 2,110,000 | 0.43% | ||
| 73 | IONIS PHARMACEUTICAL | 52,000 | 2,102,000 | 0.42% | ||
| 74 | DIPLOMAT PHARMACY INC COM | 71,885 | 2,065,000 | 0.42% | ||
| 75 | APOLLO TACTICAL INCOME FD INCORPORATED | 139,538 | 2,022,000 | 0.41% | ||
| 76 | COMMUNITY HEALTH SYS INC NEW | 46,900 | 2,006,000 | 0.40% | ||
| 77 | CHIMERA INVT CORP | 150,000 | 2,005,000 | 0.40% | ||
| 78 | NUVEEN PREM INCOME MUN FD | 149,297 | 2,001,000 | 0.40% | ||
| 79 | SPDR SERIES TRUST | 60,000 | 1,970,000 | 0.40% | ||
| 80 | INCYTE CORP | 17,200 | 1,898,000 | 0.38% | ||
| 81 | Heartware International, Inc. | 35,000 | 1,831,000 | 0.37% | ||
| 82 | SPDR S&P 500 ETF TR | 396,500 | 1,815,000 | 0.37% | Put | |
| 83 | ALKERMES PLC | 30,200 | 1,772,000 | 0.36% | ||
| 84 | PIMCO INCOME STRATEGY FUND II COM | 195,086 | 1,725,000 | 0.35% | ||
| 85 | SPDR SERIES TRUST | 1,530,000 | 1,667,000 | 0.34% | Put | |
| 86 | ALLIANZGI CONV & INCOME FD | 284,166 | 1,657,000 | 0.33% | ||
| 87 | DEUTSCHE HIGH INCOME OPPORT FD | 124,823 | 1,641,000 | 0.33% | ||
| 88 | SURGICAL CARE AFFILIATES ORD | 50,000 | 1,635,000 | 0.33% | ||
| 89 | WESTERN ASSET CLAYMORE INF | 151,708 | 1,578,000 | 0.32% | ||
| 90 | EATON VANCE FLTING RATE INC | 116,959 | 1,549,000 | 0.31% | ||
| 91 | BLACKROCK DEBT STRAT FD INC COM | 460,975 | 1,540,000 | 0.31% | ||
| 92 | IVY HIGH INC OPPORTUNITIES F | 117,536 | 1,524,000 | 0.31% | ||
| 93 | NUVEEN QUALITY INCOME MUNI FUND | 111,178 | 1,500,000 | 0.30% | ||
| 94 | ALLIANCE BERNSTEIN INCOME FUND ADVISOR | 189,400 | 1,489,000 | 0.30% | ||
| 95 | KITE PHARMA INCORPORATED | 26,007 | 1,448,000 | 0.29% | ||
| 96 | JUNO THERAPEUTICS INC COM | 35,000 | 1,424,000 | 0.29% | ||
| 97 | PFIZER INC | 45,000 | 1,413,000 | 0.29% | ||
| 98 | DREYFUS HIGH YIELD STRATEGIE | 452,102 | 1,383,000 | 0.28% | ||
| 99 | AVENUE INCOME | 105,210 | 1,352,000 | 0.27% | ||
| 100 | PIMCO CORPORATE INCM STRG | 102,847 | 1,351,000 | 0.27% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-15-002177, filed 2015.11.06).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
