Dark
Light
System
Institutional Investment Manager
Broadfin Capital, LLC
Broadfin Capital, LLC (CIK: 0001511901) incorporated in Delaware, located at 300 Park Avenue, 25th Floor, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 70 holdings with a total value of $1,115,804,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 STRATA SKIN SCIENCES INC 961,422 510,000 0.05%
2 RXI PHARMACEUTICALS CORP NEW 316,010 585,000 0.05%
3 CAS MED SYS INC 562,030 972,000 0.09%
4 DEXTERA SURGICAL INC 844,167 1,587,000 0.14%
5 CIDARA THERAPEUTICS INC 166,875 1,911,000 0.17%
6 WINDTREE THERAPEUTICS INC 777,797 1,991,000 0.18%
7 TANDEM DIABETES CARE INC COM 334,300 2,561,000 0.23%
8 TRUPANION INC 158,600 2,680,000 0.24%
9 TREVENA INC 492,000 3,321,000 0.30%
10 CONTRAFECT CORP COM 1,429,109 3,544,000 0.32%
11 ANTHERA PHARMACEUTICALS I 1,154,674 3,637,000 0.33%
12 MEDIWOUND ORD 530,985 4,089,000 0.37%
13 NEXVET BIOPHARMA PUB LTD CO 1,017,255 4,222,000 0.38%
14 PERNIX THERAPEUTICS HOLDINGS INC 15,500,000 4,340,000 0.39% PRN
15 TENAX THERAPEUTICS INC 1,968,631 4,557,000 0.41%
16 ALCOBRA LTD 2,047,449 5,057,000 0.45%
17 PACIRA PHARMACEUTICALS INC 150,000 5,133,000 0.46% Call
18 PACIRA PHARMACEUTICALS INC 150,680 5,156,000 0.46%
19 HERON THERAPEUTICS INC COM 300,000 5,169,000 0.46% Call
20 NEVRO CORP COM 50,555 5,277,000 0.47%
21 CARDIOVASCULAR SYS INC DEL COM 230,532 5,473,000 0.49%
22 SCYNEXIS INC 1,477,273 5,717,000 0.51%
23 RAPTOR PHARMACEUTICAL CORP 664,800 5,963,000 0.53%
24 IDERA PHARMACEUTICALS INCORPORATED COM NEW 2,427,745 6,215,000 0.56%
25 MIRATI THERAPEUTICS INC COM 1,000,000 6,610,000 0.59%
26 AVIRAGEN THERAPEUTICS INC 3,486,711 6,694,000 0.60%
27 ADMA BIOLOGICS, INC. 1,113,293 8,060,000 0.72%
28 Egalet Corp 1,134,750 8,635,000 0.77%
29 Strongbridge Biopharma plc 1,656,706 8,648,000 0.78%
30 EGALET CORP 10,000,000 8,781,000 0.79% PRN
31 DURECT CORP 6,395,206 8,889,000 0.80%
32 CATALYST PHARMACEUTICALS INC 8,200,000 8,938,000 0.80%
33 DEPOMED INC 379,474 9,475,000 0.85%
34 MEDICINES CO 255,600 9,646,000 0.86%
35 REDHILL BIOPHARMA LTD 717,203 9,962,000 0.89%
36 ZOGENIX INC 882,312 10,085,000 0.90%
37 Intersect ENT Inc 638,600 10,115,000 0.91%
38 PARATEK PHARMACEUTICALS INC 786,134 10,228,000 0.92%
39 ENDOLOGIX INC 800,000 10,240,000 0.92%
40 AMARIN CORP PLC 3,359,049 10,715,000 0.96%
41 CORIUM INTERNATIONAL INC 1,919,721 10,808,000 0.97%
42 QLT INC 5,269,831 10,856,000 0.97%
43 SEASPINE HLDGS CORP COM 1,100,007 11,121,000 1.00%
44 DERMA SCIENCES ORD 2,562,104 11,965,000 1.07%
45 ACORDA THERAPEUTICS INC 604,700 12,626,000 1.13%
46 AEGERION PHARMACEUTICALS INC 4,361,291 12,953,000 1.16%
47 TEVA PHARMACEUTICAL INDS LTD 300,000 13,803,000 1.24%
48 BIODELIVERY SCIENCES INTL IN 5,188,794 14,010,000 1.26%
49 DYNAVAX TECHNOLOGIES CORP 1,347,810 14,139,000 1.27%
50 IGNYTA INC COM 2,256,546 14,194,000 1.27%
Page 1 of 2

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000919574-16-016379, filed 2016.11.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.