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Institutional Investment Manager
RIVERNORTH CAPITAL MANAGEMENT, LLC
RIVERNORTH CAPITAL MANAGEMENT, LLC (CIK: 0001447578) incorporated in Delaware, located at 360 S. Rosemary Ave, West Palm Beach, FL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0000913849-16-000608) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
101 WESTERN ASSET GLB PTNRS INCO 437,094 3,742 0.24%
102 MFS INTERMEDIATE HIGH INC FD 1,490,293 3,681 0.24%
103 BLACKROCK LIMITED DURATION INCORPORATED TR COM SHS 239,545 3,653 0.24%
104 NUVEEN SHT DUR CR OPP FD 231,649 3,642 0.24%
105 APOLLO SR FLOATING RATE FD INC COM 230,426 3,641 0.24%
106 CLEARBRIDGE AMERN ENERG MLP FD 415,634 3,595 0.23%
107 ISHARES TR 30,000 3,449 0.22%
108 BROOKFIELD HIGH INCOME FD IN 475,368 3,427 0.22%
109 CALAMOS CONV & HIGH INCOME F 313,808 3,330 0.22%
110 PIONEER FLOATING RATE TR 293,106 3,303 0.21%
111 WESTERN ASSET GLOBAL HIGH IN 337,019 3,272 0.21%
112 NUVEEN MTG OPPTY TERM FD 2 145,812 3,252 0.21%
113 ABERDEEN EMERGING MKTS SMALL 268,587 3,239 0.21%
114 GARRISON CAP INC 293,839 2,965 0.19%
115 FIRST TR STRATEGIC HIGH INC 243,641 2,914 0.19%
116 PACHOLDER HIGH YIELD FD INC 411,366 2,912 0.19%
117 CALAMOS GBL DYN INCOME FUND COM 382,637 2,686 0.17%
118 NUVEEN FLTNG RTE INCM OPP FD 252,601 2,592 0.17%
119 INVESCO HIGH INCOME TR II 182,186 2,507 0.16%
120 NUVEEN MUN MKT OPPORTUNITY F 160,857 2,426 0.16%
121 NUVEEN GLOBAL EQUITY INCOME 206,386 2,409 0.16%
122 SPECIAL OPPORTUNITIES FUND INC COM 172,332 2,370 0.15%
123 STONE HBR EMERG MKTS TL INC 178,074 2,351 0.15%
124 WESTERN ASSET CORPORATE LN F 217,228 2,248 0.15%
125 CENTRAL EASTERN EUROPE FD 122,057 2,236 0.14%
126 KKR INCOME OPPORTUNITIES FD 147,988 2,229 0.14%
127 PUTNAM HIGH INC SECURITIES FD N/C 7/24/18 42968F108 275,931 2,116 0.14%
128 KLR ENERGY ACQUISITION CORP 200,000 2,028 0.13%
129 SARATOGA INVT CORP 115,332 1,949 0.13%
130 MADISON STRTG SECTOR PREM FD 165,767 1,906 0.12%
131 DEUTSCHE STRATEGIC INCOME TR SHS 159,352 1,829 0.12%
132 VOYA EMERGING MKTS HIGH DIVI 236,924 1,741 0.11%
133 DEUTSCHE GLBL HI INCM FD 205,534 1,671 0.11%
134 BLACKROCK RES COMMODITIES 204,976 1,578 0.10%
135 WELLS FARGO INCOME OPPORTUNI 197,444 1,560 0.10%
136 ALPINE GLOBAL DYNAMIC DIVD F 173,356 1,467 0.09%
137 NUVEEN BUILD AMER BD OPPTNY FD COM 53,894 1,223 0.08%
138 CROSSROADS CAP INC 579,042 1,193 0.08%
139 PUTNAM PREMIER INCOME TR 218,600 1,027 0.07%
140 ROYCE GLOBAL VALUE TR INC 117,716 895 0.06%
141 EASTERLY ACQUISITION CORP 73,055 731 0.05%
142 PUTNAM MASTER INTER INCOME T 157,528 682 0.04%
143 NUVEEN AMT FREE MUN CR INC F 38,369 624 0.04%
144 NUVEEN MUNICIPAL CREDIT INC 39,157 623 0.04%
145 MADISON COVERED CALL EQUIT 62,907 482 0.03%
146 NUVEEN DIVERSIFIED COMMODTY 46,384 455 0.03%
147 CENTRAL SECS CORP COM 21,195 416 0.03%
148 BLACKROCK INCOME TR INC 60,539 401 0.03%
149 GABELLI GLB SML & MD CP VAL TR 33,117 344 0.02%
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