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Institutional Investment Manager
DAFNA Capital Management LLC
DAFNA Capital Management LLC (CIK: 0001389933), located at 10990 Wilshire Boulevard, Los Angeles, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001389933-16-000031) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 ABBVIE INC 76,331 4,726 3.75%
2 ABEONA THERAPEUTICS INC 181,818 429 0.34%
3 ACHAOGEN INC COM 314,341 1,191 0.94%
4 ACHILLION PHARMACEUTICALS IN 236,500 1,845 1.46% SH
5 ADAPTIMMUNE THERAPEUTICS PLC 24,955 203 0.16%
6 ADVERUM BIOTECHNOLOGIES INC 140,600 444 0.35%
7 AEGLEA BIOTHERAPEUTICS INC 350,392 1,703 1.35%
8 AERIE PHARMACEUTICALS INC COM 160,869 2,831 2.24% SH
9 AKARI THERAPEUTICS PLC 458 6 0.00%
10 AKEBIA THERAPEUTICS INC 24,700 185 0.15%
11 ALDER BIOPHARMACEUTICALS INC 165,313 4,128 3.27%
12 ANTARES PHARMA INC 45,000 47 0.04%
13 APPLIED GENETIC TECHNOL CORP 167,192 2,362 1.87%
14 ARBUTUS BIOPHARMA CORP 75,000 261 0.21%
15 ARDELYX INC COM 30,000 262 0.21% SH
16 ATRICURE INC 513,946 7,262 5.76% SH
17 AVEO PHARMACEUTICALS INC 259,067 249 0.20% SH
18 Aldeyra Therapeutics Inc 2,499 14 0.01%
19 Ascendis Pharma 53,241 707 0.56%
20 BEIGENE LTD 20,000 596 0.47%
21 BIOSPECIFICS TECHNOLOGIES CO 39,704 1,586 1.26% SH
22 BLUEBIRD BIO INC COM 12,000 519 0.41% SH
23 BLUEPRINT MEDICINES CORP COM 10,100 205 0.16%
24 BioTelemetry Inc 100,000 1,630 1.29% SH
25 CARA THERAPEUTICS INC 267,046 1,284 1.02%
26 CASCADIAN THERAPEUTICS INC 175,000 165 0.13%
27 CATALYST 70,903 108 0.09%
28 CEL SCI CORP 127,482 59 0.05%
29 CHECK CAP LTD 88,220 123 0.10%
30 CHECK CAP LTD 53,488 5 0.00%
31 COGENTIX MED INC 352,882 339 0.27%
32 CONCERT PHARMACEUTICALS INCORPORATED 66,968 752 0.60%
33 CORBUS PHARMACEUTICALS HLDGS 400,000 1,196 0.95%
34 CYNAPSUS THERAPEUTICS INC 33,995 564 0.45% SH
35 CYNAPSUS THERAPEUTICS INC 40,468 671 0.53%
36 CYNAPSUS THERAPEUTICS INC 181,891 3,047 2.41%
37 CYTOKINETICS INC 150,000 1,424 1.13%
38 DERMA SCIENCES ORD 353,718 1,394 1.10% SH
39 DERMIRA INC COM 193,642 5,664 4.49%
40 DEXTERA SURGICAL INC 140,275 252 0.20%
41 DICERNA PHARMACEUTICALS INC 119,300 358 0.28%
42 ENTEROMEDICS INC 33,334 10 0.01%
43 ESSA Pharma 202,496 810 0.64%
44 Exactech Inc 31,636 846 0.67% SH
45 FOAMIX PHARMACEUTICALS LTD 192,567 1,223 0.97%
46 GALAPAGOS NV 63,568 3,526 2.79%
47 GENVEC INC 95,800 55 0.04% SH
48 GERON CORP 285,000 764 0.61%
49 GLYCOMIMETICS INC 27,996 204 0.16%
50 IMMUNOMEDICS INCORPORATED 815,000 1,891 1.50%
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