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Institutional Investment Manager
DAFNA Capital Management LLC
DAFNA Capital Management LLC (CIK: 0001389933), located at 10990 Wilshire Boulevard, Los Angeles, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001389933-16-000031) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 PROTALIX BIOTHERAPEUTICS INC 2,500,000 1,644 1.30% PRN
2 INSULET CORP 2 06/15/2019 2,407,000 2,294 1.82% PRN
3 RIGEL PHARMACEUTICAL INC 1,847,087 4,119 3.26% SH
4 Stereotaxis Inc 1,372,862 1,345 1.07% SH
5 IMMUNOMEDICS INCORPORATED 815,000 1,891 1.50%
6 VITAE PHARMACEUTICALS INC 660,188 7,123 5.65%
7 IRONWOOD PHARMACEUTICALS INC DBCV 2.250 6/1 600,000 620 0.49% PRN
8 NOVAVAX INC COM 550,000 3,999 3.17%
9 WINDTREE THERAPEUTICS INC 533,358 1,029 0.82%
10 TARGACEPT INC 530,821 531 0.42% PRN
11 ATRICURE INC 513,946 7,262 5.76% SH
12 NEMUS BIOSCIENCE INC 511,508 252 0.20%
13 Sunesis Pharmaceuticals I 423,336 232 0.18%
14 REGULUS THERAPEUTICS INC COM 421,500 1,218 0.97%
15 CORBUS PHARMACEUTICALS HLDGS 400,000 1,196 0.95%
16 NXSTAGE MED INC COM 356,509 7,729 6.13% SH
17 DERMA SCIENCES ORD 353,718 1,394 1.10% SH
18 COGENTIX MED INC 352,882 339 0.27%
19 AEGLEA BIOTHERAPEUTICS INC 350,392 1,703 1.35%
20 SYNERGY PHARMACEUTICALS DEL 319,563 1,214 0.96%
21 ACHAOGEN INC COM 314,341 1,191 0.94%
22 TANDEM DIABETES CARE INC COM 312,756 2,358 1.87%
23 GERON CORP 285,000 764 0.61%
24 CARA THERAPEUTICS INC 267,046 1,284 1.02%
25 SCYNEXIS INC 266,904 579 0.46% SH
26 AVEO PHARMACEUTICALS INC 259,067 249 0.20% SH
27 ACHILLION PHARMACEUTICALS IN 236,500 1,845 1.46% SH
28 Pieris Pharmaceuticals 223,325 360 0.29%
29 XENON PHARMACEUTICALS INC 214,091 1,263 1.00%
30 ESSA Pharma 202,496 810 0.64%
31 ZOGENIX INC 197,538 1,590 1.26%
32 DERMIRA INC COM 193,642 5,664 4.49%
33 FOAMIX PHARMACEUTICALS LTD 192,567 1,223 0.97%
34 CYNAPSUS THERAPEUTICS INC 181,891 3,047 2.41%
35 ABEONA THERAPEUTICS INC 181,818 429 0.34%
36 CASCADIAN THERAPEUTICS INC 175,000 165 0.13%
37 APPLIED GENETIC TECHNOL CORP 167,192 2,362 1.87%
38 ALDER BIOPHARMACEUTICALS INC 165,313 4,128 3.27%
39 AERIE PHARMACEUTICALS INC COM 160,869 2,831 2.24% SH
40 UNIQURE NV 158,907 1,171 0.93% SH
41 CYTOKINETICS INC 150,000 1,424 1.13%
42 ADVERUM BIOTECHNOLOGIES INC 140,600 444 0.35%
43 DEXTERA SURGICAL INC 140,275 252 0.20%
44 CEL SCI CORP 127,482 59 0.05%
45 DICERNA PHARMACEUTICALS INC 119,300 358 0.28%
46 INTEC PHARMA LTD JERUSALEM 119,296 549 0.44%
47 TETRAPHASE PHARMACEUTICALS INC COM 103,690 446 0.35%
48 LOXO ONCOLOGY INC COM 101,966 2,364 1.87%
49 NOVADAQ TECHNOLOGIES INC 101,841 1,002 0.79% SH
50 INNOCOLL HLDGS PLC 100,000 551 0.44%
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