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Institutional Investment Manager
Weiss Asset Management LP
Weiss Asset Management LP (CIK: 0001357550) incorporated in Delaware, located at 222 Berkeley Street, 16th Floor, Boston, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Portfolio Summary: 238 holdings with a total value of $394,619,000.
#
Name
Shares
Value ($)
%
Options
Notes
151 IVY HIGH INC OPPORTUNITIES F 25,715 318,000 0.08%
152 ZWEIG FD 23,574 310,000 0.08%
153 WESTERN ASSET CLAYMORE INF 29,977 308,000 0.08%
154 MFS MULTIMARKET INCOME TR 55,456 306,000 0.08%
155 BLACKROCK INTL GRWTH & INC T 48,894 305,000 0.08%
156 BROOKFIELD MORTGAGE 20,588 304,000 0.08%
157 WESTERN ASSET GLOBAL HIGH IN 34,900 304,000 0.08%
158 VOYA INFRASTRUCTURE INDLS 24,633 302,000 0.08%
159 BLACKROCK UTILITIES INFRSTRC 17,564 295,000 0.07%
160 ARES DYNAMIC CR ALLOCATION F 21,988 294,000 0.07%
161 LMP CAP & INCOME FD INC 23,028 285,000 0.07%
162 Nuveen Municipal Advanta 20,370 282,000 0.07%
163 MORGAN STANLEY INDIA INVS FD 11,034 281,000 0.07%
164 EATON VANCE SHORT COM 20,584 276,000 0.07%
165 NUVEEN COM 20,313 274,000 0.07%
166 COHEN STEERS CLOSED END OP 23,914 262,000 0.07%
167 APOLLO TACTICAL INCOME FD INCORPORATED 18,551 258,000 0.07%
168 EATON VANCE RISK MNGD DIV EQ 25,209 256,000 0.06%
169 MACQUARIE GLOBAL INFRASTRUCT 13,168 251,000 0.06%
170 PIONEER HIGH INCOME TR 26,084 249,000 0.06%
171 BROOKFIELD TOTAL RETURN FD I 11,207 246,000 0.06%
172 NUVEEN QUALITY PFD INC FD 3 28,933 246,000 0.06%
173 AVENUE INCOME 21,259 241,000 0.06%
174 STONE HBR EMERG MRKTS INC FD COM 19,783 238,000 0.06%
175 TEKLA LIFE SCIENCES INVS 10,036 237,000 0.06%
176 TEMPLETON EMERGING MKTS FD 23,714 236,000 0.06%
177 DIVIDEND & INCOME FUND 21,373 235,000 0.06%
178 PIONEER FLOATING RATE TR 21,336 231,000 0.06%
179 ROYCE MICRO CAP TR INC 31,807 231,000 0.06%
180 KKR INCOME OPPORTUNITIES FD 16,262 226,000 0.06%
181 BOULDER GROWTH & INCOME FUND COM 28,536 221,000 0.06%
182 WESTERN ASSET MGD HI INCM FD 48,772 220,000 0.06%
183 MANAGED HIGH YIELD PLUS FUND INC 125,237 220,000 0.06%
184 FIRST TR ENHANCED EQTY INC F 16,482 218,000 0.06%
185 BLACKSTONE GSO LNG SHRT CR I 15,933 215,000 0.05%
186 DREYFUS HIGH YIELD STRATEGIE 69,432 214,000 0.05%
187 NEUBERGER BERMAN HIGH YIELD 20,963 212,000 0.05%
188 BLACKROCK FLOATING RATE INCO 16,942 212,000 0.05%
189 VIRTUS GLOBAL MULTI-SEC INC 14,671 207,000 0.05%
190 JOHN HANCOCK HDG EQ & INC FD 13,710 198,000 0.05%
191 ADVENT CLAY CONV SEC INCORPORATED FD II 35,293 196,000 0.05%
192 NUVEEN SR INCOME FD 34,050 196,000 0.05%
193 FIRST TR SR FLG RTE INCM FD 15,827 195,000 0.05%
194 PIONEER DIVERSIFIED HIGH INC 13,366 195,000 0.05%
195 FRANKLIN LTD DURATION INCOME 18,115 194,000 0.05%
196 EATON VANCE SR INCOME TR 33,301 192,000 0.05%
197 PUTNAM PREMIER INCOME TR 38,196 189,000 0.05%
198 NUVEEN DIVERSIFIED DIVID I 17,488 189,000 0.05%
199 DELAWARE ENHANCED GBL DIV & 20,148 188,000 0.05%
200 Japan Smaller Capitalizationfd Inc Common 18,122 185,000 0.05%
Page 4 of 5

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001357550-16-000013, filed 2016.02.12).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.