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Institutional Investment Manager
DAFNA Capital Management LLC
DAFNA Capital Management LLC (CIK: 0001389933), located at 10990 Wilshire Boulevard, Los Angeles, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Original 13F HR (0001389933-16-000031) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
1 VITAE PHARMACEUTICALS INC 660,188 7,123 5.65%
2 DERMIRA INC COM 193,642 5,664 4.49%
3 ABBVIE INC 76,331 4,726 3.75%
4 ALDER BIOPHARMACEUTICALS INC 165,313 4,128 3.27%
5 NOVAVAX INC COM 550,000 3,999 3.17%
6 GALAPAGOS NV 63,568 3,526 2.79%
7 CYNAPSUS THERAPEUTICS INC 181,891 3,047 2.41%
8 TESARO INCORPORATED 30,000 2,522 2.00%
9 LOXO ONCOLOGY INC COM 101,966 2,364 1.87%
10 APPLIED GENETIC TECHNOL CORP 167,192 2,362 1.87%
11 TANDEM DIABETES CARE INC COM 312,756 2,358 1.87%
12 IMMUNOMEDICS INCORPORATED 815,000 1,891 1.50%
13 AEGLEA BIOTHERAPEUTICS INC 350,392 1,703 1.35%
14 ZOGENIX INC 197,538 1,590 1.26%
15 ISHARES TR 6,000 1,544 1.22%
16 MACROGENICS INC 54,200 1,463 1.16%
17 CYTOKINETICS INC 150,000 1,424 1.13%
18 RADIUS HEALTH INCORPORATED COM NEW 37,600 1,382 1.10%
19 CARA THERAPEUTICS INC 267,046 1,284 1.02%
20 XENON PHARMACEUTICALS INC 214,091 1,263 1.00%
21 FOAMIX PHARMACEUTICALS LTD 192,567 1,223 0.97%
22 REGULUS THERAPEUTICS INC COM 421,500 1,218 0.97%
23 SYNERGY PHARMACEUTICALS DEL 319,563 1,214 0.96%
24 CORBUS PHARMACEUTICALS HLDGS 400,000 1,196 0.95%
25 ACHAOGEN INC COM 314,341 1,191 0.94%
26 LDR HLDG CORP COM 30,000 1,109 0.88%
27 WINDTREE THERAPEUTICS INC 533,358 1,029 0.82%
28 MINERVA NEUROSCIENCES INC COM 80,100 818 0.65%
29 ESSA Pharma 202,496 810 0.64%
30 GERON CORP 285,000 764 0.61%
31 CONCERT PHARMACEUTICALS INCORPORATED 66,968 752 0.60%
32 Ascendis Pharma 53,241 707 0.56%
33 CYNAPSUS THERAPEUTICS INC 40,468 671 0.53%
34 BEIGENE LTD 20,000 596 0.47%
35 INNOCOLL HLDGS PLC 100,000 551 0.44%
36 INTEC PHARMA LTD JERUSALEM 119,296 549 0.44%
37 TETRAPHASE PHARMACEUTICALS INC COM 103,690 446 0.35%
38 ADVERUM BIOTECHNOLOGIES INC 140,600 444 0.35%
39 ABEONA THERAPEUTICS INC 181,818 429 0.34%
40 VTV THERAPEUTICS INC 73,000 423 0.34%
41 NEOS THERAPEUTICS INC COM 38,873 361 0.29%
42 Pieris Pharmaceuticals 223,325 360 0.29%
43 DICERNA PHARMACEUTICALS INC 119,300 358 0.28%
44 COGENTIX MED INC 352,882 339 0.27%
45 ARBUTUS BIOPHARMA CORP 75,000 261 0.21%
46 NEMUS BIOSCIENCE INC 511,508 252 0.20%
47 DEXTERA SURGICAL INC 140,275 252 0.20%
48 NEURODERM LTD 14,421 234 0.19%
49 Sunesis Pharmaceuticals I 423,336 232 0.18%
50 BLUEPRINT MEDICINES CORP COM 10,100 205 0.16%
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