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Institutional Investment Manager
Shaker Financial Services, LLC
Shaker Financial Services, LLC (CIK: 0001511794) incorporated in Maryland, located at 1100 N. Glebe Rd., Arlington, VA. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q4)
Portfolio Summary: 136 holdings with a total value of $156,301,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 FRANKLIN UNVL TR 158,494 1,125,000 0.72%
52 MADISON STRTG SECTOR PREM FD 93,653 1,112,000 0.71%
53 APOLLO TACTICAL INCOME FD INCORPORATED 68,629 1,095,000 0.70%
54 WESTERN ASSET HIGH INCOME OP 186,052 999,000 0.64%
55 BLACKROCK DEBT STRAT FD INC COM 266,686 992,000 0.63%
56 GUGGENHEIM ENHANCED EQUITY S 54,766 971,000 0.62%
57 ROYCE GLOBAL VALUE TR INC 115,017 925,000 0.59%
58 VIRTUS GLOBAL MULTI-SEC INC 57,460 911,000 0.58%
59 NUVEEN GLOBAL EQUITY INCOME 64,438 838,000 0.54%
60 INVESCO HIGH INCOME TR II 54,359 816,000 0.52%
61 NUVEEN FLEXIBLE INVT INCOME FD 49,598 812,000 0.52%
62 ROYCE VALUE TR INC 54,322 778,000 0.50%
63 ALPINE TOTAL DYNAMIC DIVID F 90,015 764,000 0.49%
64 WELLS FARGO GLOBAL DIVID OPP 98,433 737,000 0.47%
65 NUVEEN DIVERSIFIED DIVID I 62,441 735,000 0.47%
66 WESTERN ASSET HIGH INCM FD I 85,700 712,000 0.46%
67 BLACKROCK CR ALLOCATION INCO 52,710 681,000 0.44%
68 Blackrock Multi-Sector Income Trust 40,272 675,000 0.43%
69 EATON VANCE SR INCOME TR 107,926 673,000 0.43%
70 MFS INTERMEDIATE HIGH INC FD 252,521 672,000 0.43%
71 ADVENT CLAYMORE CV SECS & INCORPORATED 41,057 671,000 0.43%
72 Lazard Glb Total Return & Income 41,553 657,000 0.42%
73 JPMORGAN CHINA REGION FD INC 37,708 638,000 0.41%
74 ADVENT CLAY CONV SEC INCORPORATED FD II 100,738 635,000 0.41%
75 COHEN & STEERS LTD DUR PFD INC COM 26,163 593,000 0.38%
76 PUTNAM PREMIER INCOME TR 112,765 592,000 0.38%
77 CALAMOS GBL DYN INCOME FUND COM 64,001 591,000 0.38%
78 DEUTSCHE MULTI-MKT INCOME TR 68,846 587,000 0.38%
79 EATON VANCE TAX ADVT DIV INC 27,893 580,000 0.37%
80 ELLSWORTH GROWTH AND INCOME FU COM 66,318 578,000 0.37%
81 DREYFUS HIGH YIELD STRATEGIE 154,606 558,000 0.36%
82 NUVEEN SR INCOME FD 85,150 558,000 0.36%
83 Nuveen Quality PFD Income Fd 67,204 542,000 0.35%
84 BLACKROCK ENHANCED EQT DIV T 64,691 525,000 0.34%
85 NUVEEN PFD INCOME TERM FD 22,450 504,000 0.32%
86 WESTERN ASSET MGD HI INCM FD 97,481 498,000 0.32%
87 NEW IRELAND FD INC 38,232 482,000 0.31%
88 WELLS FARGO MULTI SECTOR INC 34,530 471,000 0.30%
89 EATON VANCE TAX MNGD BUY WRI 37,129 471,000 0.30%
90 HANCOCK JOHN FINL OPPTYS FD 19,382 457,000 0.29%
91 INVESCO DYNAMIC CR OPPORTUNI 37,998 450,000 0.29%
92 FIRST TR STRATEGIC HIGH INC 29,255 424,000 0.27%
93 WESTERN ASSET HGH YLD DFNDFD 25,871 408,000 0.26%
94 MFS INTERMEDIATE INCOME TRUST SH BEN INT 81,092 388,000 0.25%
95 BLACKSTONE GSO STRATEGIC CR FD COM SHS BEN IN 22,709 374,000 0.24%
96 MANAGED HIGH YIELD PLUS FUND INC 204,678 368,000 0.24%
97 EATON VANCE SHORT COM 25,375 359,000 0.23%
98 BLACKROCK FLOATING RATE INCO 26,622 356,000 0.23%
99 EATON VANCE TAX MANAGED DIVE 31,555 352,000 0.23%
100 VOYA ASIA PAC DIVID EQUITY I 30,324 347,000 0.22%
Page 2 of 3

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001172661-15-000328, filed 2015.02.10).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.