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Institutional Investment Manager
DAFNA Capital Management LLC
DAFNA Capital Management LLC (CIK: 0001389933), located at 10990 Wilshire Boulevard, Los Angeles, CA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 94 holdings with a total value of $126,173,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 ONCONOVA THERAPEUTICS INC 200 1,000 0.00%
2 CHECK CAP LTD 53,488 5,000 0.00%
3 AKARI THERAPEUTICS PLC 458 6,000 0.00%
4 ENTEROMEDICS INC 33,334 10,000 0.01%
5 Aldeyra Therapeutics Inc 2,499 14,000 0.01%
6 ANTARES PHARMA INC 45,000 47,000 0.04%
7 GENVEC INC 95,800 55,000 0.04% SH
8 CEL SCI CORP 127,482 59,000 0.05%
9 Nivalis Therapeutics Inc 15,000 69,000 0.05%
10 CATALYST 70,903 108,000 0.09%
11 Marinus Pharmaceuticals Inc 90,237 115,000 0.09%
12 CHECK CAP LTD 88,220 123,000 0.10%
13 CASCADIAN THERAPEUTICS INC 175,000 165,000 0.13%
14 VistaGen Therapeutics Inc 46,900 183,000 0.15%
15 AKEBIA THERAPEUTICS INC 24,700 185,000 0.15%
16 ADAPTIMMUNE THERAPEUTICS PLC 24,955 203,000 0.16%
17 GLYCOMIMETICS INC 27,996 204,000 0.16%
18 TENAX THERAPEUTICS INC 79,509 204,000 0.16%
19 BLUEPRINT MEDICINES CORP COM 10,100 205,000 0.16%
20 Sunesis Pharmaceuticals I 423,336 232,000 0.18%
21 NEURODERM LTD 14,421 234,000 0.19%
22 AVEO PHARMACEUTICALS INC 259,067 249,000 0.20% SH
23 NEMUS BIOSCIENCE INC 511,508 252,000 0.20%
24 DEXTERA SURGICAL INC 140,275 252,000 0.20%
25 ARBUTUS BIOPHARMA CORP 75,000 261,000 0.21%
26 ARDELYX INC COM 30,000 262,000 0.21% SH
27 COGENTIX MED INC 352,882 339,000 0.27%
28 DICERNA PHARMACEUTICALS INC 119,300 358,000 0.28%
29 Pieris Pharmaceuticals 223,325 360,000 0.29%
30 NEOS THERAPEUTICS INC COM 38,873 361,000 0.29%
31 VTV THERAPEUTICS INC 73,000 423,000 0.34%
32 ABEONA THERAPEUTICS INC 181,818 429,000 0.34%
33 ADVERUM BIOTECHNOLOGIES INC 140,600 444,000 0.35%
34 TETRAPHASE PHARMACEUTICALS INC COM 103,690 446,000 0.35%
35 BLUEBIRD BIO INC COM 12,000 519,000 0.41% SH
36 MASIMO CORP 10,000 525,000 0.42% SH
37 TARGACEPT INC 530,821 531,000 0.42% PRN
38 INTEC PHARMA LTD JERUSALEM 119,296 549,000 0.44%
39 INNOCOLL HLDGS PLC 100,000 551,000 0.44%
40 CYNAPSUS THERAPEUTICS INC 33,995 564,000 0.45% SH
41 SCYNEXIS INC 266,904 579,000 0.46% SH
42 BEIGENE LTD 20,000 596,000 0.47%
43 IRONWOOD PHARMACEUTICALS INC DBCV 2.250 6/1 600,000 620,000 0.49% PRN
44 SYNERON MEDICAL LTD 85,947 661,000 0.52% SH
45 Ascendis Pharma 53,241 707,000 0.56%
46 CONCERT PHARMACEUTICALS INCORPORATED 66,968 752,000 0.60%
47 GERON CORP 285,000 764,000 0.61%
48 ESSA Pharma 202,496 810,000 0.64%
49 MINERVA NEUROSCIENCES INC COM 80,100 818,000 0.65%
50 Exactech Inc 31,636 846,000 0.67% SH
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Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001389933-16-000031, filed 2016.08.15).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.