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Institutional Investment Manager
Artal Group S.A.
Artal Group S.A. (CIK: 0001053906), located at Valley Park, Luxembourg, N4. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 91 holdings with a total value of $4,504,900,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 NEKTAR THERAPEUTICS COM 500,000 6,135,000 0.14% Call
52 NEUROCRINE BIOSCIE COM USD0.001 150,000 5,805,000 0.13%
53 SAREPTA THERAPEUTICS INC 200,000 5,486,000 0.12%
54 BIOTIME INC 1,282,050 4,628,000 0.10%
55 IGNYTA INC COM 850,000 4,505,000 0.10%
56 E L F BEAUTY INC 150,000 4,341,000 0.10%
57 MACROGENICS INC 200,000 4,088,000 0.09%
58 CHEMOCENTRYX INC 546,278 4,042,000 0.09%
59 NEUROCRINE BIOSCIE COM USD0.001 100,000 3,870,000 0.09% Call
60 ACCELERON PHARMA INC 150,000 3,828,000 0.08%
61 RADIUS HEALTH INCORPORATED COM NEW 100,000 3,803,000 0.08%
62 JUNO THERAPEUTICS INC COM 200,000 3,770,000 0.08%
63 Axovant Sciences LTD 300,000 3,726,000 0.08%
64 GLOBAL BLOOD THERAPEUTICS INCORPORATED 246,054 3,555,000 0.08%
65 ULTRAGENYX PHARMACEUTICAL INC COM 50,000 3,516,000 0.08%
66 INTELLIA THERAPEUTICS INC 250,000 3,278,000 0.07%
67 AC IMMUNE SA 250,000 3,245,000 0.07%
68 AMICUS THERAPEUTICS INC COM 650,000 3,231,000 0.07% Call
69 LOXO ONCOLOGY INC COM 100,000 3,212,000 0.07%
70 REGENXBIO INC COM 160,000 2,968,000 0.07%
71 MINERVA NEUROSCIENCES INC COM 251,300 2,953,000 0.07%
72 CELLECTIS S A 150,000 2,543,000 0.06%
73 SPARK THERAPEUTICS INCORPORATED 50,000 2,495,000 0.06%
74 CELLDEX THERAPEUTICS INC NEW 675,000 2,390,000 0.05%
75 CHIMERIX INC 500,000 2,300,000 0.05%
76 CLOVIS ONCOLOGY INC 50,000 2,221,000 0.05%
77 NOVELION THERAPEUTICS INC 256,400 2,159,000 0.05%
78 AGENUS INC 500,000 2,060,000 0.05% Call
79 JUNO THERAPEUTICS INC COM 100,000 1,885,000 0.04% Call
80 MEDICINES CO 50,000 1,697,000 0.04%
81 AIMMUNE THERAPEUTICS INC COM 81,600 1,669,000 0.04%
82 ZAFGEN INC COM 500,000 1,590,000 0.04%
83 NANTKWEST INC COM 225,000 1,287,000 0.03%
84 ADAPTIMMUNE THERAPEUTICS PLC 300,000 1,215,000 0.03%
85 ADURO BIOTECH INC 100,000 1,140,000 0.03%
86 DIMENSION THERAPEUTICS INC 234,493 1,020,000 0.02%
87 ACHAOGEN INC COM 60,000 781,000 0.02%
88 NOVAVAX INC COM 500,000 630,000 0.01%
89 CEMPRA INC 200,000 560,000 0.01%
90 ONCOCYTE CORP 64,102 452,000 0.01%
91 COLUCID PHARMACEUTICALS ORD 5,575 203,000 0.00%
Page 2 of 2

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-17-006297, filed 2017.02.14).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.