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Institutional Investment Manager
RIVERNORTH CAPITAL MANAGEMENT, LLC
RIVERNORTH CAPITAL MANAGEMENT, LLC (CIK: 0001447578) incorporated in Delaware, located at 360 S. Rosemary Ave, West Palm Beach, FL. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0000913849-16-000608) filed in 2016.08.15
#
Name
Shares
Value ($)
%
Options
Notes
51 NEXPOINT STRATEGIC OPPORTES 478,453 10,196 0.66%
52 WESTERN ASSET HGH YLD DFNDFD 668,312 10,038 0.65%
53 Barings Global Short Duration 549,240 9,809 0.63%
54 EATON VANCE SHORT COM 712,148 9,614 0.62%
55 ALLIANZGI EQUITY CONV INCO 511,347 9,404 0.61%
56 ZWEIG FD 726,581 9,148 0.59%
57 ADVENT CLAY CONV SEC INCORPORATED FD II 1,589,806 8,776 0.57%
58 MVC CAPITAL INC 1,084,480 8,719 0.56%
59 POWERSHARES ETF TR II 521,245 8,470 0.55%
60 ALLIANCEBERNSTEIN GLOBAL HIG 677,921 8,325 0.54%
61 RYDEX ETF TRUST 54,099 7,987 0.52%
62 SPROTT FOCUS TR INC COM 1,214,348 7,796 0.50%
63 LMP CAP & INCOME FD INC 589,097 7,735 0.50%
64 DEUTSCHE MULTI-MKT INCOME TR 944,101 7,694 0.50%
65 BLACKROCK GLOBAL OPP EQTY TR 646,722 7,664 0.50%
66 BLACKSTONE GSO LNG SHRT CR I 512,381 7,404 0.48%
67 CLEARBRIDGE ENERGY MLP TR FD 572,712 7,331 0.47%
68 WESTERN ASSET MGD HI INCM FD 1,506,618 7,111 0.46%
69 NUVEEN LG/SHT COMMODITY TOTR 477,026 7,079 0.46%
70 WESTERN ASSET GLOBAL CP DEFINE 410,071 6,988 0.45%
71 NUVEEN SR INCOME FD 1,127,977 6,813 0.44%
72 DEUTSCHE HIGH INCOME OPPORT FD 499,065 6,787 0.44%
73 BROOKFIELD GLOBL LISTED INFR 506,755 6,669 0.43%
74 First Trust/Aberdeen Global 570,514 6,527 0.42%
75 MORGAN STANLEY EMER MKTS DEB 676,287 6,262 0.41%
76 NEUBERGER BERMAN HIGH YIELD 560,713 6,140 0.40%
77 EATON VANCE SR INCOME TR 1,018,138 6,119 0.40%
78 APOLLO TACTICAL INCOME FD INCORPORATED 418,049 6,032 0.39%
79 WESTERN ASSET CLAYMORE INF 540,457 6,004 0.39%
80 ALLIANZGI DIVERS INC & CNV F 330,691 5,876 0.38%
81 VANECK ETF TRUST 209,517 5,806 0.38%
82 CBRE CLARION GLOBAL REAL EST 701,194 5,771 0.37%
83 CREDIT SUISSE ASSET MGMT INC 1,774,389 5,199 0.34%
84 GSV CAP CORP 1,035,465 5,198 0.34%
85 VIRTUS TOTAL RETURN FD 1,108,099 5,141 0.33%
86 CLOUGH GLOBAL DIVND AND INCORPORATED FD 437,245 5,116 0.33%
87 ADVENT CLAYMORE ENH GRW & IN 621,755 5,092 0.33%
88 PRUDENTIAL SHT DURATION HG YLD 321,101 5,070 0.33%
89 VIRTUS GLOBAL MULTI-SEC INC 331,859 5,031 0.33%
90 AVENUE INCOME 408,089 4,889 0.32%
91 BLACKROCK FLOATING RATE INCO 347,586 4,571 0.30%
92 NEW AMER HIGH INCOME FD INC 528,238 4,516 0.29%
93 IVY HIGH INC OPPORTUNITIES F 326,978 4,470 0.29%
94 WESTERN ASSET WORLDWIDE INCO 400,773 4,404 0.28%
95 FULL CIRCLE CAP CORP 1,613,992 4,358 0.28%
96 DEUTSCHE HIGH INCOME TR 487,764 4,283 0.28%
97 MORGAN STANLEY TRUSTS 230,385 4,228 0.27%
98 NUVEEN FLOATING RATE INCOME 407,697 4,216 0.27%
99 OHA INVT CORP 2,007,954 3,895 0.25%
100 GDL FUND 386,464 3,838 0.25%
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