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Institutional Investment Manager
Broadfin Capital, LLC
Broadfin Capital, LLC (CIK: 0001511901) incorporated in Delaware, located at 300 Park Avenue, 25th Floor, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Portfolio Summary: 71 holdings with a total value of $1,035,404,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 VERACYTE INC 97,298 525,000 0.05%
2 RITTER PHARMACEUTICALS INC 778,000 879,000 0.08%
3 STRATA SKIN SCIENCES INC 1,008,297 953,000 0.09%
4 SPECTRANETICS CORP 72,615 1,054,000 0.10%
5 DISCOVERY LABORATORIES INC N 777,797 1,299,000 0.13%
6 RXI PHARMACEUTICALS CORP NEW 5,018,409 1,355,000 0.13%
7 ARDELYX INC COM 216,180 1,680,000 0.16%
8 TONIX PHARMACEUTICALS HOLDING 825,986 1,991,000 0.19%
9 CIDARA THERAPEUTICS INC 166,875 2,119,000 0.20%
10 PROTALIX BIOTHERAPEUTICS INC 3,386,285 2,846,000 0.27%
11 CONTRAFECT CORP COM 844,906 2,873,000 0.28%
12 EPIRUS BIOPHARMA 1,079,543 2,904,000 0.28%
13 SCYNEXIS INC 753,373 3,036,000 0.29%
14 CARDICA INC 887,499 3,159,000 0.31%
15 NEXVET BIOPHARMA PUB LTD CO 1,000,000 3,300,000 0.32%
16 CAS MED SYS INC 2,494,534 3,542,000 0.34%
17 TENAX THERAPEUTICS INC 1,968,631 4,036,000 0.39%
18 MIRATI THERAPEUTICS INC COM 193,863 4,149,000 0.40%
19 ANTHERA PHARMACEUTICALS I 1,154,674 4,180,000 0.40%
20 MEDIWOUND ORD 530,985 4,285,000 0.41%
21 KEMPHARM INC 299,695 4,346,000 0.42%
22 Dipexium Pharmaceuticals Inc 465,978 4,431,000 0.43%
23 BIOTA PHARMACEUTIALS INC COM 3,486,711 5,230,000 0.51%
24 PERNIX THERAPEUTICS HLDGS IN 15,500,000 5,287,000 0.51%
25 Anacor Pharmaceuticals Inc 100,000 5,345,000 0.52%
26 ALCOBRA LTD 1,557,106 5,901,000 0.57%
27 IDERA PHARMACEUTICALS INCORPORATED COM NEW 3,094,745 6,128,000 0.59%
28 SYNERON MEDICAL LTD 870,013 6,360,000 0.61%
29 PERNIX THERAPEUTICS HLDGS IN 6,090,829 6,395,000 0.62%
30 TREVENA INC 812,579 6,720,000 0.65%
31 CORIUM INTERNATIONAL INC 1,802,092 6,956,000 0.67%
32 AMARIN CORP PLC 4,675,216 7,153,000 0.69%
33 XENOPORT INC 1,592,067 7,180,000 0.69%
34 Strongbridge Biopharma plc 1,656,705 7,555,000 0.73%
35 Egalet Corp 1,134,750 7,784,000 0.75%
36 ADMA BIOLOGICS, INC. 964,193 7,800,000 0.75%
37 DERMA SCIENCES ORD 2,562,104 7,943,000 0.77%
38 PARATEK PHARMACEUTICALS INC 530,282 8,044,000 0.78%
39 ZOGENIX INC 882,312 8,153,000 0.79%
40 ENDOLOGIX INC 1,000,000 8,360,000 0.81%
41 QLT INC 4,445,527 8,847,000 0.85%
42 CATALYST PHARMACEUTICALS INC 8,200,000 9,594,000 0.93%
43 REDHILL BIOPHARMA LTD 818,265 10,024,000 0.97%
44 DYNAVAX TECHNOLOGIES CORP 547,810 10,540,000 1.02%
45 LION BIOTECHNOLOGIES INC COM 2,105,519 10,696,000 1.03%
46 TELIGENT INC NEW 2,287,728 11,210,000 1.08%
47 SOCIETAL CDMO INC 2,060,086 12,299,000 1.19%
48 ANTARES PHARMA INC 15,085,393 13,126,000 1.27%
49 MEDGENICS INC 3,045,306 13,399,000 1.29%
50 ARALEZ PHARMACEUTICALS INC 3,800,000 13,490,000 1.30%
Page 1 of 2

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000919574-16-013079, filed 2016.05.16).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.